© 2003 by the American Diabetes Association, Inc.
Serum Lipoproteins in the Diabetes Control and Complications Trial/Epidemiology of Diabetes Intervention and Complications CohortAssociations with gender and glycemia
1 Division of Endocrinology, Diabetes, and Medical Genetics, Medical University of South Carolina, Charleston, South Carolina
OBJECTIVETo relate the nuclear magnetic resonance (NMR)-determined lipoprotein profile, conventional lipid and apolipoprotein measures, and in vitro oxidizibility of LDL with gender and glycemia in type 1 diabetes. RESEARCH DESIGN AND METHODSIn the 19971999 Diabetes Control and Complications Trial/Epidemiology of Diabetes Intervention and Complications (DCCT/EDIC) cohort, serum from 428 women and 540 men were characterized by conventional lipids, NMR, apolipoprotein levels, and LDL susceptibility to in vitro oxidation. Simple and partial correlation coefficients were calculated for each lipoprotein-related parameter versus gender, with and without covariates (age, diabetes duration, concurrent HbA1c, DCCT randomization, hypertension, BMI, waist-to-hip ratio, and albuminuria). For concurrent HbA1c, data were analyzed as above, exchanging gender for HbA1c. Associations were significant if P < 0.05. RESULTSAlthough men and women had similar total and LDL cholesterol and triglycerides, men exhibited the following significant percent differences in NMR profiles versus women: small VLDL 41; IDL -30; medium LDL 39; small LDL 21; large HDL -32; small HDL 35; LDL particle concentration 4; VLDL and HDL diameters -8 and -4, respectively. Small VLDL, small HDL, medium LDL (women only), small LDL (men only), and LDL particle concentration were positively correlated, and HDL size was inversely correlated, with concurrent HbA1c. NMR profile was unrelated to prior DCCT randomization. Susceptibility of LDL to oxidation was unrelated to gender and glycemia. CONCLUSIONSMale gender and poor glycemia are associated with a potentially more atherogenic NMR lipoprotein profile. Neither gender nor glycemia influence LDL oxidation in vitro.
Abbreviations: AER, albumin excretion rate Apo, apolipoprotein CBL, Central Biochemistry Laboratory Lp, lipoprotein MUSC, Medical University of South Carolina NMR-LSP, NMR lipoprotein subclass profile NMR, nuclear magnetic resonance.
Factors implicated in the development of the vascular complications of diabetes include long diabetes duration, poor glycemic control, smoking, hypertension, and dyslipidemia (1,2). While people with type 2 diabetes have a characteristic lipid profile (increased triglycerides, normal or high levels of LDL, reduced HDL) (3), those with type 1 diabetes usually exhibit a normal conventional lipid profile, yet atherosclerosis is still accelerated (24). Qualitative abnormalities of lipoproteins, such as glycation and oxidation, may be important and are not detected by conventional measures (5,6). Also, previously unrecognized quantitative factors such as alterations in lipoprotein subclass distribution may be significant contributors (79). Adverse effects of lipoproteins may be mediated through effects on coagulation, fibrinolysis, vascular tone, insulin resistance, or susceptibility of lipoproteins to oxidation or matrix binding. Each major lipoprotein class (VLDL, LDL, HDL) is heterogeneous in size and density, i.e., consists of subclasses (710). The best characterized subclass-associated risk factor for vascular disease is small dense LDL, which is usually associated with higher triglycerides and lower HDL cholesterol, and is prevalent in the metabolic syndrome (Syndrome X) and type 2 diabetes (7). LDL cholesterol levels do not predict LDL size, and therefore at any given level of LDL, one subject may have predominantly large LDL while another may have a preponderance of potentially damaging small dense LDL. Drugs that lower LDL may differ in their ability to affect LDL size and density. HDL also can be subdivided into at least two major subclasses thought to differ in antiatherogenic effects (10). Apparently favorable HDL levels may disguise high levels of noncardioprotective small HDL. Again, no information concerning HDL subclass distribution is gained from conventional lipoprotein profiles. Techniques to assess LDL and HDL lipoprotein subclasses include gradient gel electrophoresis, density gradient ultracentrifugation, and laser diffraction (1113). These techniques are time-, labor-, and cost-intensive, and with exceptions (14), are only used in small-scale research studies. A nuclear magnetic resonance (NMR) technique to measure lipoprotein subclasses in serum or plasma is available for clinical and research use (15). The detail provided by NMR analysis may reveal otherwise hidden and potentially adverse or favorable changes in lipoprotein subclass distributions and may improve the predictive power of the lipid profile.
The Diabetes Control and Complications Trial (DCCT) and the Epidemiology of Diabetes Intervention and Complications (EDIC) studies are described elsewhere (1618). In 1993, after a mean follow-up of 6.5 years, the DCCT was stopped because of a powerful favorable effect of intensive versus conventional diabetes therapy on microvascular complications (17). DCCT subjects were invited to join the EDIC cohort (18), an observational study with the primary goal to delineate the development of macrovascular disease in type 1 diabetes. Glycemic control of EDIC subjects from the two original DCCT randomization groups is now similar at In 1996, a collaborative project between investigators at the Medical University of South Carolina (MUSC) and the DCCT/EDIC Research Group was implemented. Its primary goal is to identify risk factors and mechanisms for vascular disease in type 1 diabetes. One of our objectives is to examine associations and the predictive power of detailed lipoprotein characterization with risk factors for, and the presence of, chronic complications of type 1 diabetes. We now report conventional lipids, the NMR-determined lipoprotein profile, apolipoprotein and Lp(a) measures, and response to LDL oxidation (in vitro) in relation to gender and glycemia in the DCCT/EDIC cohort.
Subjects and sample collection The study was approved by the Institutional Review Boards of the MUSC and the 25 participating DCCT/EDIC centers. Written informed consent was obtained from all participating subjects. Clinical data were obtained according to the EDIC protocol (18,19). To obtain serum, blood was collected into a Falcon tube (Norcross, Fisher, GA) containing polypropylene beads (Sarstedt, Newton, NC) by venepuncture after an overnight fast and before insulin administration. To obtain plasma for LDL preparation, 55 ml of blood were drawn into Falcon tubes containing a lipoprotein preservative solution comprised of 2.8 mmol/l EDTA, 62 µmol/l chloramphenicol, 50 µg/ml gentamicin sulfate, and 10 mmol/l -amino-caproic-acid (final concentrations). Serum and plasma were prepared by centrifugation (3,000 rpm, 20 min) and shipped overnight fresh on ice to MUSC, where LDL was isolated from plasma (as described below), beginning on day of receipt, and serum (for analysis by NMR, and for assay of apolipoproteins A-I and B and Lp(a) levels) was stored at -70°C for subsequent analyses. Plasma and serum collected on Fridays were stored at 4°C until shipment to MUSC the following Monday. Blood samples taken at the same venepuncture were sent to the DCCT/EDIC Central Biochemistry Laboratory (CBL, located at Fairview University Medical Center, University of Minnesota) for determination of the conventional lipid profile, HbA1c, and serum creatinine.
NMR analysis of lipoproteins
Measurement of standard lipid profiles, apolipoproteins, and HbA1c. Also at CBL, HbA1c was measured by high-performance ion exchange liquid chromatography as previously described (16). Serum ApoA-I, ApoB, and Lp(a) were measured at MUSC by nephelometry (Beckman, Brea, CA) according to the manufacturers instructions.
LDL oxidizibility
Statistics.
NMR lipoprotein subclass profile (NMR-LSP) and clinical data provided by the Data Coordinating Center (George Washington University, Washington, DC) for the DCCT/EDIC Research Group were managed and analyzed using SAS (Version 8; SAS Institute, Cary, NC). A t test and To determine the relationship between lipids, NMR-determined parameters, apolipoproteins, LDL oxidizibility, and HbA1c, Pearson simple and partial correlation coefficients were computed, while partitioned by the covariates above, less HbA1c. Statistical significance was determined using a two-sided test at a significance level of P < 0.05.
The subset of subjects in whom detailed lipoprotein analyses was performed represents 69% of the original DCCT cohort and 73% of the original EDIC cohort. Relative to nonparticipants, the group studied has a higher proportion of men (56 vs. 47%, P = 0.001) and was slightly older (28 vs. 27 years, P = 0.003) at study entry. More of our study subjects were from the DCCT intensive management group (52 vs. 45%) and had a lower mean HbA1c (8.1 vs. 8.4%, P = 0.001) during the DCCT. Retinal and renal complication status did not differ. Table 1 describes the clinical characteristics of the evaluated 35 year EDIC cohort categorized by gender and the former DCCT randomization group. As shown in Table 1, in the former DCCT conventional treatment group, women had a significantly lower age (P < 0.01), longer diabetes duration (P < 0.05), and lower BMI (P < 0.005) than men. In both prior DCCT treatment groups, women had significantly lower blood pressure (P < 0.001) and WHR (P < 0.0001). The number of subjects treated for hypertension or with lipid-lowering drugs did not differ between genders or according to former DCCT treatment group. As recently described for the entire cohort (19), compared with subjects from the former intensive treatment group, the former conventional treatment group had a significantly higher proportion with increased urinary AER (>40 mg/day, P < 0.005) and more severe retinopathy (P < 0.0001), as assessed by the Early Treatment Diabetic Retinopathy Study grading system in the combined genders. In the standard lipid profile, total cholesterol did not differ between genders, but men had higher triglyceride, higher calculated LDL cholesterol, and lower HDL cholesterol (all P < 0.01). The standard lipid profile did not differ significantly according to prior DCCT treatment group for either gender.
NMR, lipid, and apolipoprotein profile in type 1 diabetes. Percentiles for each NMR-LSP parameter in women and men are shown in Table 2. Optimal LDL particle concentration is <1,100 nmol/l, and levels above 1,400 nmol/l are considered high risk for macrovascular disease. These LDL particle concentrations are chosen from NMR data relating to the Framingham Offspring Study and correspond to LDL cholesterol levels of 100 and 130 mg/dl, respectively (22). A total of 80% of men and 83% of women in this type 1 diabetic cohort have suboptimal (>1,100 nmol/l) LDL particle concentrations, while 54% of men and 49% of women have high-risk levels over 1,400 nmol/l. Recommended levels for LDL cholesterol are <100 mg/dl in diabetic patients (23). The proportion of the 35 year EDIC cohort with calculated conventional lipid profile LDL cholesterol levels of >100 mg/dl is 63% for women and 73% for men, while 23% of women and 31% of men have levels of >130 mg/dl, with the gender difference being significant, P < 0.001 at both LDL cholesterol levels. Small ( 20.5 nm) dense LDL is associated with increased vascular disease risk in the general population (7). In our diabetic cohort by NMR sizing, 16% of women and 30% of men have small LDL, again with a significant gender difference, P < 0.0001.
Suboptimal apoA-I ( 110 mg/dl) and ApoB ( 110 mg/dl) levels (representing respectively about the lower and upper 10% of the University of Utah Reference Laboratory reference range) occur in 7 and 12% of women and in 15 and 23% of men. Sex differences for both apolipoproteins are significant, P < 0.0001. Elevated ( 25 mg/dl) Lp(a) levels occur in 33% of women and 28% of men, P = NS. Comparing data from the two former DCCT randomization groups, there was no difference between them in relation to any NMR lipoprotein parameter, regardless of whether the data were controlled for age, gender, diabetes duration, BMI, WHR, AER, and hypertension (all P > 0.05, data not shown). Mean and SD of the conventional lipid profile, NMR-LSP, and apolipoprotein levels are shown in Table 3, organized by prior DCCT treatment group and gender. On univariate analysis, all NMR-determined parameters and apoA-I and B levels differed between genders. In the conventional lipid profile, men had higher triglyceride and LDL cholesterol levels and lower HDL cholesterol levels, but total cholesterol levels did not differ. However, in the multivariate analyses for the total cohort (not shown), relative to women, men had significantly lower HDL cholesterol levels but similar total and LDL cholesterol and triglyceride levels. In men, NMR reveals higher levels of medium and small VLDL, smaller VLDL particles, lower IDL (VLDL remnant) levels, lower levels of cardioprotective large HDL, higher levels of noncardioprotective small HDL, and smaller HDL particles. Also, in spite of having similar (conventional profile) total and LDL cholesterol levels, men with type 1 diabetes have more medium and small LDL (L2 and L1), a higher LDL particle concentration, and (on univariate analyses) smaller LDL particles.
In the multivariate analyses, ApoA-I levels were significantly lower in men, but ApoB, Lp(a), and susceptibility of LDL to in vitro oxidation did not differ between genders. When subdivided according to prior DCCT treatment group (Table 3) the majority of these observations persists.
Lipid parameters and concurrent glycemia.
In men, HbA1c was positively correlated with conventional measures of total and LDL cholesterol and total triglyceride. In the NMR profile, HbA1c was positively associated with small VLDL, small LDL (L1), and LDL particle concentration (all P < 0.05) and was negatively associated with HDL particle size. In men, ApoB was significantly related to HbA1c, but ApoA-I and Lp(a) levels were not. In both genders, the HbA1c value at which the LDL particle concentration exceeds 1,400 nmol/l is 8%. For men with HbA1c <8% vs. HbA1c 8%, LDL particle concentration (adjusted for age, diabetes duration, hypertension, BMI, WHR, AER, and prior DCCT treatment group) was mean (SD) 1,391 (371) vs. 1,561 (470) nmol/l, P < 0.005. Similarly, for women, LDL particle concentrations were 1,347 (354) vs. 1,488 (392) nmol/l, P < 0.001. In neither gender did LDL (lipid or protein) susceptibility to in vitro oxidation correlate with HbA1c.
Compared with other measures of serum lipoproteins, NMR analysis provides details that are otherwise hidden, and may improve predictive power of the lipid profile for vascular damage and assessment of response to therapy. After demonstrating that there is no interference from high glucose levels and nonenzymatic glycation of lipoproteins, characteristic features of diabetes (24), and good correlation with more traditional lipid and apolipoprotein measures in diabetic subjects (20), we utilized NMR to determine the lipoprotein profile in serum from the majority of subjects in the DCCT/EDIC cohort. NMR reveals a dyslipoproteinemia in a high proportion ( 80%) of this cohort. There were potentially adverse changes in the NMR lipoprotein profile in association with male gender and concurrent HbA1c, but not with prior DCCT randomization status. In general, the observed adverse changes included an increase in VLDL subclass levels, smaller VLDL, a shift toward smaller LDL, increased LDL particle concentration, a decrease in cardioprotective large HDL, an increase in noncardioprotective small HDL, and decreased HDL size.
While the standard lipid profile is relatively normal in the DCCT/EDIC cohort, a high frequency of dyslipoproteinemia is revealed by NMR. In less well-motivated or less well-controlled type 1 diabetic populations, the prevalence of dyslipoproteinemia may be even greater. LDL is generally considered the major atherogenic lipoprotein. Potentially adverse findings in the DCCT/EDIC cohort are relatively high LDL particle concentrations, despite the normal mean calculated LDL cholesterol levels (Table 1). In our study, more men than women had small ( Before the development of the NMR technique, IDL levels were difficult to measure. IDL levels are increased in diabetes (3) and are particularly high in subjects with diabetic nephropathy (11,26). In the NMR analysis of sera from the general population of the Framingham Offspring Study, IDL levels were higher in men than in women (22). In contrast, in our diabetes-related study, IDL levels were higher in women. IDL levels were not correlated with HbA1c. While IDL levels are low compared with LDL levels in our cohort, they may also contribute to diabetic vascular damage given their marked atherogenicity as reflected by avid foam cell formation (27) and by stimulation of atherogenic gene expression in cultured vascular endothelial cells (28). In the general population, higher IDL levels have been associated with angiographic severity of coronary artery disease (29) and are prospectively predictive of carotid intimal media thickening (30). Long-term follow up of this cohort will ascertain if IDL is predictive of vascular damage in people with type 1 diabetes. HDL is regarded as a cardioprotective lipoprotein. A favorable HDL profile protects against the subsequent development of type 2 diabetes (31), and in subjects with type 1 diabetes, it protects against renal dysfunction over a 10-year time frame (32). Beneficial effects may relate to HDL functions, including reverse cholesterol transport, antioxidant effects, antithrombotic, and anti-inflammatory effects (33,34). There are two major subclasses of HDLHDL2 (large) and HDL3 (small) as defined by electrophoretic or ultracentrifugation criteria (33,34)and five subclasses as discerned by NMR. In general, larger HDL is thought to be cardioprotective, while smaller HDL is less cardioprotective and may even promote atherosclerosis; however, this is controversial and may be related to methodological differences. In nondiabetic subjects, assessed by NMR, men have lower large HDL cholesterol levels than women (35), and in children and adolescents, HDL particle size is smaller in males (36). Total HDL cholesterol levels tend to decrease with poor glycemic control and renal impairment (3,4) but are otherwise normal or even elevated in type 1 diabetes (1,3). In our study, standard HDL cholesterol levels were lower in type 1 diabetic men than women as expected (Table 3). The more detailed NMR analysis revealed significant opposing differences in levels of large and small HDL subclasses between genders and a significant reduction in HDL size in men. By NMR, levels of large HDL particles were lower in men than in women and levels of small (less cardioprotective) were higher. Elevation of the less protective (or even harmful) small HDL fraction may result in a misleadingly favorable interpretation of the standard lipid profile. Changes in HDL subclasses, composition, or function may contribute to the accelerated vascular damage seen in diabetes. Few studies have examined the significance and predictive value of HDL subfractions in relation to vascular damage in diabetes, and the issue is being evaluated prospectively in this cohort. In diabetes there is loss of the female cardioprotection seen in the nondiabetic population (37). As in other NMR studies in nondiabetic groups (22), the NMR profile was potentially more atherogenic in our male (diabetic) subjects, except that women had higher IDL levels. Relative to women, the men in our cohort also had a generally unfavorable risk factor profile with higher blood pressure, more central adiposity, and greater urinary albumin excretion (Table 1). However, the adverse lipid profile persisted even when controlling for these covariates, in keeping with an inherent dyslipidemia associated with male gender in type 1 diabetes. In our study, susceptibility of isolated LDL to oxidation by copper did not differ between genders. Estrogen has an antioxidant effect in this type of assay (38). The aqueous phase, but not the lipophilic estrogens present in vivo, would have been removed during LDL preparation (38). However, estrogen-induced rises in plasma triglyceride may produce small LDL particles that are more susceptible to oxidation (39). Thus, differences in the NMR-determined lipid profile and susceptibility of LDL to oxidation cannot account for the relative loss of female cardioprotection in diabetes. However, it remains to be seen if this clinical finding is confirmed in this cohortnew interventions may alter risks. At this stage few macrovascular events have occurred in the DCCT/EDIC cohort. Lack of female cardioprotection in diabetes as seen in earlier studies may relate to an overriding effect of the diabetic milieu. Gender differences in vascular disease risk factors, including other aspects of dyslipidemia (not assessed by NMR), hemostatic and fibrinolytic parameters, cytokines, and inflammation may contribute. At the conclusion of the DCCT in 1993 (when differences in HbA1c and AER between the randomly assigned treatment groups were evident), Purnell et al. (14) used density gradient ultracentrifugation and enzymatic cholesterol and triglyceride assays to analyze the lipid (not lipoprotein) profile. Relative to the intensive treatment group, the conventional treatment group had more cholesterol in the denser LDL fractions and less in the buoyant LDL fraction (14). Using NMR, standard lipid profile, and apolipoprotein measures 46 years later, we found no persisting differences between the former DCCT treatment groups. This may relate to the loss of the DCCT period difference in glycemia (measured by HbA1c) (Table 1).
As expected, in both men and women in our study, glycemia, as assessed by concurrent HbA1c, was associated with adverse changes in conventional measures of total and LDL cholesterol, triglyceride, and ApoB, but not with HDL cholesterol or ApoA-1 levels (Table 4). Further detail was provided by NMR analysis. On multivariate analysis, HbA1c was positively associated with small VLDL and with potentially pro-atherogenic medium and small LDL, higher LDL particle concentration, and smaller HDL size. The association with large HDL was inverse but did not reach statistical significance. Glycemia affects HDL subclasses (which differ in cholesterol contentsmall HDL being relatively cholesterol-poor) in opposite directions, an effect which is hidden in conventional lipid profiles. The HbA1c level at which high-risk LDL particle concentrations (>1,400 nmol/l) is reached is We did not find a significant association between HbA1c levels and susceptibility of isolated LDL lipid or protein to oxidation by copper. The extent of nonenzymatic glycation of apoB in LDL is correlated with HbA1c levels (24). In another study we isolated LDL from type 1 diabetic subjects and separated it by boronate chromatography into relatively glycated and nonglycated subfractions (40). Consistent with our findings in this cross-sectional study, the glycated LDL was not more susceptible to copper oxidation (unpublished observations). The response of LDL to in vitro oxidative stress has been proposed as a measure of the predisposition of LDL to subendothelial oxidative stress in vivo. While earlier (nondiabetic) vascular disease case control studies were positive (41,42), this assay has yet to be found to be strongly associated with, or predictive of, clinical cardiovascular disease.
The correlation coefficients for all lipoprotein-related associations with HbA1c (Table 4) suggest that glycemia generally contributes There are published studies that demonstrate associations or predictive power of NMR lipoprotein measures for vascular disease in the general population. In an angiographic study of 158 men, atherogenic characteristics of the NMR profile were associated with coronary artery disease severity (45). In a substudy of the Pravastatin Limitation of Atherosclerosis in the Coronaries (PLAC-I) study, coronary artery lumen diameter was assessed before and after treatment with pravastatin or placebo. NMR profiles enhanced predictive power of the standard lipid profile for disease progression or regression (46). In the Healthy Women Study of postmenopausal women, the strongest lipid-related predictor of coronary artery calcification was the NMR-measured LDL particle concentration (47). In our studies, cross-sectional, retrospective, and prospective longitudinal analyses of the relationship of the NMR profile to glycemia and the micro- and macrovascular complications in the DCCT/EDIC cohort are in progress. Preliminary results of the cross-sectional studies have been reported elsewhere (48,49). Associations with hard clinical end points and mortality will be examined when sufficient events to provide adequate statistical power have occurred. National and international lipid levels for cardiovascular risk have been determined by measurement of lipids in serum or plasma in large epidemiologic studies. NMR lipoprotein analysis is being applied to many major observational and interventional studies. It is anticipated that NMR-specific levels for high vascular risk and targets for intervention will be developed, and that results of analysis of the DCCT/EDIC cohort will facilitate guidelines for type 1 diabetes.
Funding was provided by the American Diabetes Association, Juvenile Diabetes Foundation International (41998272,996001), National Institutes of Health (PO1 HL55782), and the Diabetes Research and Wellness Foundation (Fairfax, VA). The DCCT/EDIC is sponsored through research contracts from the National Institute of Diabetes, Endocrinology and Metabolic Diseases of the National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK) and the National Institutes of Health. Additional support was provided by the National Center for Research Resources, through the GCRC program, and by Genentech, Inc., through a cooperative research and development agreement with the NIDDK. The technical assistance of Karina Moller, Yanis Bellil, Lyle Walton, Kevin Phillips, Kevin Joyce, Leslie Potter, Andrea Semler, XueJin Ji, Jenny Smith, Leslie Nichols, Marlene Brabham, and Hillarie Stecker is acknowledged. John Bercik provided computer database support. Beckman (Brea, CA) donated the use of a nephelometer and Lp(a) reagents.
Address correspondence and reprint requests to Richard L Klein, PHD, P.O. Box 250766, Medical University of South Carolina, 114 Doughty Street, Charleston, SC 29403. E-mail: kleinrl{at}musc.edu. Received for publication 15 May 2002 and accepted in revised form 10 December 2002. A.J.J. and T.J.L. contributed equally. A table elsewhere in this issue shows conventional and Système International (SI) units and conversion factors for many substances.
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