© 2004 by the American Diabetes Association, Inc.
Efficacy and Safety of Inhaled Insulin (Exubera) Compared With Subcutaneous Insulin Therapy in Patients With Type 2 DiabetesResults of a 6-month, randomized, comparative trial
1 Baylor University Medical Center, Dallas, Texas Address correspondence and reprint requests to Priscilla Hollander, MD, Baylor University Medical Center, Endocrinology Center, 3600 Gaston Ave., Wadley Tower, Dallas, TX 75246. E-mail: priscilh{at}baylorhealth.edu
OBJECTIVE Glycemic control using inhaled, dry-powder insulin plus a single injection of long-acting insulin was compared with a conventional regimen in patients with type 2 diabetes, which was previously managed with at least two daily insulin injections. RESEARCH DESIGN AND METHODS Patients were randomized to 6 months treatment with either premeal inhaled insulin plus a bedtime dose of Ultralente (n = 149) or at least two daily injections of subcutaneous insulin (mixed regular/NPH insulin; n = 150). The primary efficacy end point was the change in HbA1c from baseline to the end of study. RESULTS HbA1c decreased similarly in the inhaled (0.7%) and subcutaneous (0.6%) insulin groups (adjusted treatment group difference: 0.07%, 95% CI 0.32 to 0.17). HbA1c <7.0% was achieved in more patients receiving inhaled (46.9%) than subcutaneous (31.7%) insulin (odds ratio 2.27, 95% CI 1.244.14). Overall hypoglycemia (events per subject-month) was slightly lower in the inhaled (1.4 events) than in the subcutaneous (1.6 events) insulin group (risk ratio 0.89, 95% CI 0.820.97), with no difference in severe events. Other adverse events, with the exception of increased cough in the inhaled insulin group, were similar. No difference in pulmonary function testing was seen. Further studies are underway to assess tolerability in the longer term. Insulin antibody binding increased more in the inhaled insulin group. Treatment satisfaction was greater in the inhaled insulin group. CONCLUSIONS Inhaled insulin appears to be effective, well tolerated, and well accepted in patients with type 2 diabetes and provides glycemic control comparable to a conventional subcutaneous regimen.
Abbreviations: DLCO, carbon monoxide diffusing capacity FEV1, forced expiratory volume in 1 s FPG, fasting plasma glucose FVC, forced vital capacity LOCF, last observation carried forward PFT, pulmonary function test PPG, postprandial plasma glucose SMBG, self-monitoring of blood glucose TLC, total lung capacity
Although the long-term benefits of tight glycemic control have been shown in patients with both type 1 and type 2 diabetes (15), insulin therapy is often delayed or suboptimally implemented despite elevated HbA1c levels, and a substantial number of patients remain poorly controlled (6). Several factors contribute to the poor implementation of insulin therapy in the patient with type 2 diabetes, but the inconvenience and poor patient acceptability of a multiple daily injection regimen may play a major role (7). Currently, the majority of patients treated with insulin do not achieve recommended HbA1c goals (8). Reliance on fixed-ratio premixed insulins for treatment of a significant proportion of the type 2 diabetic population may significantly constrain the ability to achieve target glycemia. More acceptable forms of insulin delivery are required to improve the implementation of insulin therapy aiming for recommended treatment goals. A dry-powder insulin delivery system that permits noninvasive application of rapid-acting insulin via inhalation has been developed. The pulmonary route exploits the large vascular bed and permeability of the alveoli to deliver insulin directly into the bloodstream (9). Inhaled insulin provides a rapid-acting insulin for management of both type 1 and type 2 diabetes, and preliminary short-term studies have shown that inhaled insulin provides reproducible and effective control of meal-related glycemia (1012). The time-action profile of human regular insulin injected subcutaneously limits its ability to control postprandial glycemia. Its relatively slow onset of action does not reproduce the physiologic secretion profile of insulin in response to a meal (13), thus resulting in excessive postprandial hyperglycemia and increased risk of hypoglycemia before the next meal. A study (14) in healthy subjects showed inhaled insulin to have a rapid onset of action that was significantly faster than regular insulin and a duration of action between that of insulin lispro and regular insulin. It has also been shown (15) in patients with type 2 diabetes that inhaled insulin is rapidly and reproducibly absorbed. As such, inhaled insulin appears to match the physiologic needs for mealtime use. The present study aimed to 1) assess whether an insulin regimen involving pulmonary delivery of rapid-acting, dry-powder insulin plus a single injection of basal long-acting, subcutaneous insulin can provide glycemic control comparable to a conventional subcutaneous insulin regimen in a large cohort of patients with type 2 diabetes previously managed with at least two daily subcutaneous injections of insulin and 2) assess the tolerability of inhaled insulin over a 6-month period.
Men and women (n = 520) diagnosed with type 2 diabetes for at least 1 year were screened at 39 centers in the U.S. and Canada. Inclusion criteria were age 3580 years; stable subcutaneous insulin schedule involving two to three injections daily for at least 2 months before study entry and not receiving any oral antidiabetic agents; screening and prerandomization HbA1c values of 611% inclusive, fasting plasma C-peptide >0.2 pmol/ml, and BMI 35 kg/m2; willingness to perform self-monitoring of blood glucose (SMBG) and otherwise comply with the study protocol; and written informed consent. Exclusion criteria included poorly controlled asthma, chronic obstructive pulmonary disease or other significant respiratory disease; smoking during the last 6 months; abnormal screening chest X-ray; abnormal pulmonary function at screening (carbon monoxide diffusing capacity [DLCO] <75%, total lung capacity [TLC] <80 or >120%, and forced expiratory volume in 1 s [FEV1] <70% of predicted); major organ system disease; clinically significant abnormalities on laboratory screening; concomitant therapy with systemic glucocorticoids; predisposition to severe hypoglycemia (two or more severe episodes within the past 6 months); any hospitalization or emergency room visit due to poor diabetic control within the past 6 months; insulin-pump therapy in the 2 months before screening or inhaled insulin in any clinical trial; and an insulin requirement of >150 units/day. The study protocol was approved by the institutional review board at each center. This was a phase 3, open-label, parallel-group, comparator study consisting of a screening visit, a 4-week baseline lead-in phase, and a 24-week randomized treatment phase. During the baseline period, patients received a subcutaneous insulin regimen consisting of two doses of mixed NPH/regular. If the patient had previously been treated with an insulin regimen consisting of mixed NPH/regular insulin before breakfast and supper, the patient continued with this regimen. Otherwise, the patient received an appropriate two-dose regimen based on insulin requirements and glycemic control before entering the study. Three weeks before randomization, patients met a dietitian for instruction on a weight-maintaining diet, which they were to maintain for the study duration. Patients were also instructed to perform 30 min of moderate exercise at least three times each week. The importance of diet and exercise was reinforced at clinic visits. All patients received instruction in SMBG, which they were to perform four times daily: before breakfast, lunch, supper, and bedtime. Target glucose ranges were 80140 mg/dl (4.47.8 mmol/l) before meals and 100160 mg/dl (5.68.9 mmol/l) before bedtime. Before randomization, patients received instruction regarding the use of the insulin inhalation device. Using a computer-generated randomization scheme, performed through interactive voice response technology, patients were randomized to receive an inhaled insulin regimen (n = 149) or continue receiving conventional subcutaneous therapy as described above for 24 weeks (n = 150). The inhaled insulin regimen consisted of premeal inhaled insulin plus a single bedtime dose of Ultralente insulin. Inhaled insulin was administered within 10 min of the start of each meal and given in one to two inhalations using a dry-powder aerosol delivery system (Nektar Therapeutics, San Carlos, CA). The insulin powder was packaged in foil blisters of 1- and 3-mg doses (1 mg is equivalent to 23 units of subcutaneous insulin) (11). Initial recommended doses for inhaled insulin were based on the subjects weight, baseline subcutaneous insulin dose, and previous response to insulin. Administration of insulin, inhaled or injection, was preceded by SMBG, and the dose was adjusted weekly at the discretion of the investigator, based on SMBG results, to achieve target premeal glucose. Patients were also allowed to adjust doses when preprandial glucose was outside the above ranges, in anticipation of a smaller- or larger-than-usual meal or on an "as-needed" basis.
Assessments
Patients were instructed to perform SMBG if they experienced symptoms of hypoglycemia and to record hypoglycemic episodes. Hypoglycemia was defined as typical symptoms without glucose measurement, but prompt resolution with food intake; typical symptoms with glucose concentrations of Laboratory tests (complete blood count, urinalysis, and blood chemistries) were performed at screening and week 24 and measurement of insulin antibodies (semiquantitative radioligand binding assay) at weeks 0 and 24. Physical examinations (heart rate, blood pressure, and pharynx and chest examination) were performed throughout the study. All adverse events were recorded by the investigators. Using American Thoracic Society-certified methods, PFTs were performed in a pulmonary function laboratory with equipment available at each center. The full battery of PFTs, including forced vital capacity (FVC), FEV1, TLC, and DLCO, was conducted at weeks 3 and 24. Measurement of FVC and FEV1 was also performed at week 12. At baseline and weeks 6, 12, 20, and 24, patients were requested to complete a self-administered Quality of Life and Treatment Satisfaction Questionnaire (Phase V Technologies, Wellesley Hills, MA) addressing satisfaction, preference, and quality of life.
Statistical methods Treatment group differences (inhaled-subcutaneous) in change from baseline in FEV1 and FVC were estimated at each assessment time point (weeks 12 and 24) using a repeated measures ANCOVA model. The treatment group differences in change from baseline in DLCO and TLC at week 24 were estimated using an ANCOVA model. These models included terms for treatment and center and covariates known to have a physiologic relationship with pulmonary function, including baseline PFT, age (years), baseline height (meters), and sex.
Characteristics of the study participants at study entry are given in Table 1. The groups were well matched for all baseline characteristics. Both groups used only subcutaneous insulin at baseline, and the use of short- and long/intermediate-acting insulins at baseline was similar between treatment groups (Table 1). Daily insulin use in both groups trended slightly higher from week 6 to week 24 (inhaled group: short acting, 15.0 and 16.6 mg at weeks 6 and 24, respectively, and long acting, 34.0 and 37.9 units, respectively; subcutaneous group: short acting, 24.0 and 25.5 units, respectively, and intermediate acting, 50.1 and 52.3 units, respectively). As the inhaled insulin regimen involved only one daily injection of long-acting Ultralente along with premeal short-acting insulin, the basal-to-bolus ratio was shifted (i.e., less basal and more bolus insulin) relative to the subcutaneous group, where two daily doses of both intermediate- and short-acting insulin were used.
Of the 299 patients enrolled, 1 withdrew consent after randomization. In the inhaled group, 3 patients discontinued for reasons related to study treatment (two adverse events and one insufficient clinical response), and 12 subjects discontinued for administrative reasons (e.g., protocol violation or withdrawn consent). Two subjects in the inhaled group died of causes unrelated to treatment (one of metastatic esophageal cancer and one of esophageal bleeding of unknown etiology). In the subcutaneous insulin group, one subject discontinued for insufficient clinical response and two subjects discontinued due to adverse events not considered related to the study drug. Six subjects in the subcutaneous group discontinued for administrative reasons.
Mean change in HbA1c
Sixty-seven patients (47%) receiving inhaled insulin achieved HbA1c <7% by week 24, compared with 46 patients (32%) receiving subcutaneous insulin. The adjusted odds ratio (inhaled-subcutaneous) of achieving versus not achieving HbA1c <7% was 2.27 (95% CI 1.244.14). The distribution of HbA1c values in both groups is shown in Fig. 1B.
FPG and PPG The treatment groups were comparable in terms of change from baseline in the 2-h PPG concentration at week 24. In patients receiving inhaled insulin treatment, 2-h PPG decreased from 244 mg/dl (13.5 mmol/l) at baseline to 221 mg/dl (12.3 mmol/l) at week 24, compared with a reduction from 252 mg/dl (14.0 mmol/l) to 231 mg/dl (12.8 mmol/l) in patients receiving subcutaneous treatment. The difference between adjusted mean changes from baseline was 9.41 mg/dl (95% CI 26.9 to 8.0).
Hypoglycemia
Body weight and lipid profile No differences in serum lipid parameters were seen between the two groups. After 24 weeks of treatment, the median changes from baseline in lipid parameters in the inhaled and subcutaneous insulin groups, respectively, were total cholesterol, 0 and 3 mg/dl (0.0 and 0.08 mmol/l); HDL cholesterol, 0 and 1 mg/dl (0.0 and 0.03 mmol/l); LDL cholesterol, 3 and 0 mg/dl (0.08 and 0.0 mmol/l); and triglycerides, 3.5 and 8.0 mg/dl (0.04 and 0.09 mmol/l).
Safety and tolerability The incidence of clinical laboratory abnormalities was similar between the two treatment groups. Forty-three of 135 patients (32%) in the inhaled group had at least one laboratory test abnormality compared with 56 of 142 patients (39%) in the subcutaneous group. The most frequent laboratory abnormalities were in urinalysis (increases in urine glucose, urine white blood cells, and hyaline casts). Inhaled insulin-treated patients developed increased insulin antibody serum binding. Median percentage binding was 5.0 and 1.5% (below the level of quantitation) in the inhaled and subcutaneous groups, respectively. Levels of antibodies did not correlate to HbA1c, insulin dose, or incidence of hypoglycemia, and there was no association with adverse events or pulmonary function. Mean changes in FVC, FEV1, TLC, and DLCO were small and comparable between the two treatment groups (Table 2).
Treatment satisfaction and quality of life The mean overall satisfaction score improved significantly for the inhaled group (P < 0.0001) and worsened slightly for the subcutaneous group. All satisfaction subscales (advocacy, burden, convenience, efficacy, flexibility, general satisfaction, hassle, interference, pain, preference, side effects, and social) showed similar favorable effects associated with inhaled insulin treatment (all P < 0.0001). The quality-of-life scale and subscales of health perception and symptom interference also showed favorable improvements for inhaled compared with subcutaneous treatment (P < 0.05).
The results of this study show that inhaled insulin provides glycemic control comparable to a conventional insulin regimen in patients with type 2 diabetes, as assessed by the changes in HbA1c from baseline to week 24. The actual decrease in HbA1c in both treatment groups at week 24 was modest; however, such a change would be expected to reduce the development and/or progression of diabetes complications, as shown in the U.K. Prospective Diabetes Study (3,4). Moreover, the study was designed to demonstrate equivalence and was not target driven. Nevertheless, a greater proportion of patients in the inhaled insulin group reached the American Diabetes Association goal of HbA1c <7% (16). The addition of premeal inhaled insulin reduced both FPG and PPG levels. Although both basal and postprandial glucose contribute to glucose exposure, the relative importance of each has been debated (17) and may depend on the severity of diabetes (18). Interestingly, FPG decreased more in the inhaled group than in the subcutaneous group. The bedtime administration of Ultralente basal insulin in the inhaled insulin group may have contributed to lower FPG. Overall, inhaled insulin was well tolerated. The risk of a hypoglycemic event was lower in the inhaled group compared with the subcutaneous group, which is consistent with results from a previous study (12). As inhaled insulin is delivered systemically via the lungs, it is important to assess possible pulmonary adverse events. Cough of mild-to-moderate severity was observed with a greater frequency in the inhaled insulin group, although its incidence decreased as the study progressed, and no patient withdrew due to cough. In the present study, inhaled insulin treatment was not associated with adverse effects on pulmonary function parameters of FEV1, FVC, TLC, or DLCO. Long-term studies are underway to assess any potential effect more conclusively. Changes in lung function initially observed in a long-term extension study of the Exubera Phase III program remained small and nonprogressive. Furthermore, controlled discontinuation of Exubera in a subset of those patients resulted in lung function gains of similar magnitude to the initial small decrease (19).
Insulin antibodies with both animal and human insulins have previously been reported (20). In the present study, inhaled insulintreated patients developed increased insulin antibody serum binding, but there was no correlation with parameters of clinical efficacy such as HbA1c, FPG, or hypoglycemia. Further analyses of combined data from a number of 3- to 6-month and extension studies (21) with inhaled insulin showed that antibody levels plateau after Both physicians and patients are often hesitant to initiate insulin therapy for several reasons. Weight gain has been a major concern (22), as has injection-related anxiety and/or phobia, all of which impede the timely use of insulin in patients with type 2 diabetes (23). During the present study, a greater increase in body weight occurred in patients who received subcutaneous insulin (1.4 kg) compared with inhaled insulin (no change). In a previous shorter study (11) in type 2 diabetes, inhaled insulin was not associated with increases in body weight. Whether the more physiologic insulin profile associated with inhaled insulin may have prevented weight gain remains to be established. Although the majority of patients in the present study had a BMI <35 kg/m2 to minimize any confounding factors associated with excessively high insulin doses, experience with inhaled insulin use is also being gained in patients with more severe levels of obesity (24,25). Reluctance to taking insulin by patients and reluctance to prescribe insulin by physicians contribute to poor glycemic control in many patients with type 2 diabetes, resulting in poor quality of life, greater risk for micro- and macrovascular complications, and increased long-term economic costs. By allowing the implementation of intensive insulin therapy with a noninvasive delivery system, inhaled insulin may allow patients to regard insulin therapy as a more positive treatment option. Although this was an open-label study in which patients volunteered to receive a novel therapeutic agent, a significantly higher level of patient satisfaction was seen with inhaled insulin. Many factors are likely to influence satisfaction; however, in the present study, the overall score as well as that of all satisfaction subscales favored inhaled insulin. Any effect of novelty with a new delivery system on satisfaction is likely to have diminished by the end of the study, and other studies show that that improved satisfaction with inhaled insulin peaks after 6 weeks, remains constant to 24 weeks (26), and is maintained after 1 year of continuous therapy (27). Therefore, the availability of inhaled insulin might help improve acceptance of insulin therapy by both patients and physicians. In conclusion, this study demonstrated that inhaled insulin treatment in type 2 diabetes was effective, well tolerated, and comparable in glycemic control to a conventional subcutaneous insulin regimen. Ongoing studies will establish the long-term safety of inhaled insulin, but results from this 6-month study, together with those of other clinical studies of inhaled insulin (1012), suggest that it may prove a novel and well-accepted treatment approach for the management of many patients with diabetes.
The study was supported by Pfizer (New York, NY) and Aventis Pharmaceuticals (Bridgewater, NJ). Study investigators: Jeanine Albu, Stephen Aronoff, George Bailey, Eugene Barnett, André Bélanger, Nancy Bohannon, Keith Bowering, Arnold Brickman, Vasti Broadstone, Veronica Catanese, William Cefalu, M. Arthur Charles, Stephen Clement, Mayer Davidson, Michael Davidson, Jerry Drucker, Mark Feinglos, John Gerich, Robert Goldstein, Irving Gottesman, George Griffing, Rosa Hendler, Carol Joyce, Charles Kilo, David Klonoff, Lawrence Leiter, Heather Lochnan, Michelle Magee, Janet McGill, Paul Moore, Joel Neutel, Marc Rendell, Matthew Riddle, Daeyoung Roh, Stuart Ross, Sid Rosenblatt, Julio Rosenstock, Manuel Sainz de la Pena, Sherwyn Schwartz, Robert Sherwin, Jay Skyler, Allen Sussman, Robert Tanenberg, W Kenneth Ward, Stuart Weiss, Sandra Werbel, and Vincent Woo. We thank all of the investigators and coordinators who took part in this study, in particular the late Sheldon Berger, MD, of the Chicago Center for Clinical Research, who was instrumental in its design and implementation. A preliminary report of this study was presented as a late-breaking abstract at the 61st Scientific Sessions of the American Diabetes Association and at the 38th Annual Meeting of the European Association for the Study of Diabetes. Editors note. The results of the self-administered Quality of Life and Treatment Satisfaction Questionnaire for this study were previously published (28). The results across all populations of diabetic patients evaluated by the Quality of Life and Treatment Satisfaction Questionnaire in the Exubera studies will be presented in a subsequent report.
L.B. has served as a consultant for or received honoraria from and also received grant support from Amilyn Pharmaceuticals, Aventis, BD, Bristol-Myers Squibb, GlaxoSmithKline, Eli Lilly, Merck, Novo Nordisk, Novartis, and Pfizer and has also received only honoraria from Lifescan, Merck/Shering-Plough, Takeda Pharmaceuticals, and Wyeth. J.-L.C. has received honoraria from Aventis Pharma and has received honoraria and research support from Pfizer Canada. P.A.H. is a member of the advisory board for and has received research support from Pfizer Pharmaceuticals. S.R.L. has received research support from Pfizer and Aventis. R.R. is a member of the Diabetes Advisory Group for Atlantic Canada for GlaxoSmithKline; has received honoraria from GlaxoSmithKline, Eli Lilly, Novo Nordisk, and the Canadian Diabetes Association; and has received research support from Pfizer, Merck Frosst, Novo Nordisk, and AstraZeneca. A.E.M. has received consulting fees and honororaria from Aventis, GlaxoSmithKline, Merck, Novartis, and Pfizer; and has received research support from Pfizer and Aventis. A table elsewhere in this issue shows conventional and Système International (SI) units and conversion factors for many substances. Received for publication April 23, 2004. Accepted for publication July 15, 2004.
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