Diabetes Care 30:1219-1225, 2007 DOI: 10.2337/dc06-2484 © 2007 by the American Diabetes Association
Impact of Insulin Resistance on Risk of Type 2 Diabetes and Cardiovascular Disease in People With Metabolic Syndrome
1 Harvard Medical School and the General Medicine Division, Department of Medicine, Massachusetts General Hospital, Boston, Massachusetts Address correspondence and reprint requests to James B. Meigs, MD, MPH, General Medicine Division, Massachusetts General Hospital, 50 Staniford St., 9th Floor, Boston, MA 02114. E-mail: jmeigs{at}partners.org
OBJECTIVEMetabolic syndrome increases the risk for type 2 diabetes and cardiovascular disease (CVD) and may be associated with insulin resistance.
RESEARCH DESIGN AND METHODSWe tested the hypothesis that the metabolic syndrome confers risk with or without concomitant insulin resistance among 2,803 Framingham Offspring Study subjects followed up to 11 years for new diabetes (135 cases) or CVD (240 cases). We classified subjects by presence of metabolic syndrome (using the National Cholesterol Education Program's [NCEPs] Third Adult Treatment Panel [ATP III], International Diabetes Federation [IDF], or European Group for the Study of Insulin Resistance [EGIR] criteria) and insulin resistance (homeostasis model assessment of insulin resistance RESULTSFifty-six percent of individuals with ATP III, 52% with IDF, and 100% with EGIR definitions of metabolic syndrome had insulin resistance. Insulin resistance increased risk for diabetes (RR 2.6 [95% CI 1.74.0]) and CVD (1.8 [1.42.3]) as did metabolic syndrome for diabetes (ATP III, 3.5 [2.25.6]; IDF, 4.6 [2.77.7]; and EGIR, 3.3 [2.15.1]) and CVD (ATP III, 1.8 [1.42.3]; IDF, 1.7 [1.32.3]; and EGIR, 2.1 [1.62.7]). Relative to those without either metabolic syndrome or insulin resistance, metabolic syndrome and insulin resistance increased risk for diabetes (ATP III, 6.0 [3.310.8] and IDF, 6.9 [3.713.0]) and CVD (ATP III, 2.3 [1.73.1] and IDF, 2.2 [1.63.0]). Any instance of metabolic syndrome without insulin resistance increased risk for diabetes approximately threefold (P < 0.001); IDF metabolic syndrome without insulin resistance (RR 1.6, P = 0.01), but not ATP III metabolic syndrome without insulin resistance (RR 1.3, P = 0.2), increased risk for CVD. CONCLUSIONSMetabolic syndrome increased risk for diabetes regardless of insulin resistance. Metabolic syndrome by ATP III criteria may require insulin resistance to increase risk for CVD. The simultaneous presence of metabolic syndrome and insulin resistance identifies an especially high-risk individual.
Abbreviations: AROC, area under the receiver operating characteristic curve ATP III, Third Adult Treatment Panel CVD, cardiovascular disease EGIR, European Group for the Study of Insulin Resistance FPG, fasting plasma glucose HOMA-IR, homeostasis model assessment of insulin resistance IDF, International Diabetes Federation IFG, impaired fasting glucose, NCEP, National Cholesterol Education Program OGTT, oral glucose tolerance test
People with the cluster of risk factors including obesity, impaired fasting glucose (IFG), hypertension, low HDL cholesterol, and elevated triglycerides are thought to have the "metabolic syndrome," reflecting underlying insulin resistance. Both the metabolic syndrome and insulin resistance are factors in the development of type 2 diabetes and cardiovascular disease (CVD) (1). Several competing definitions of metabolic syndrome are in use, and each is differently linked to the presence of insulin resistance. These definitions include that of the National Cholesterol Education Program (NCEP) Third Adult Treatment Panel (ATP III) (2), the International Diabetes Federation (IDF) (3), and the European Group for the Study of Insulin Resistance (EGIR) (4). The EGIR definition requires the presence of insulin resistance plus any two other metabolic traits; ATP III and IDF definitions require at least three metabolic traits but do not require the presence of insulin resistance. In studies of ATP III metabolic syndrome, as many as half of subjects do not have insulin resistance (57). There are few population-based data comparing how well the ATP III or IDF metabolic syndrome definitions identify subjects with insulin resistance (8) or comparing how well ATP III, IDF, or EGIR metabolic syndrome definitions predict subsequent risk for incident diabetes (9,10) or CVD (1113). In addition, while it has been implied that the presence of the metabolic syndrome is a surrogate for the presence of insulin resistance, there are few data on diabetes or CVD risk associated with metabolic syndrome in the absence of insulin resistance or in the presence of both metabolic syndrome and insulin resistance. With this background in mind, we performed an analysis in the Framingham Offspring Study using three metabolic syndrome definitions in a test of the hypothesis that metabolic syndrome confers risk for subsequent development of diabetes or CVD with or without concomitant insulin resistance.
The Framingham Offspring Study is a community-based prospective observational study of CVD and its risk factors (14). During the fifth exam cycle (the baseline exam, 19911995), 3,799 participants fasted overnight and had a standardized medical examination including a 2-h oral glucose tolerance test (OGTT). Of 3,799 participants, we excluded those with prevalent diabetes (n = 429), prevalent CVD (n = 269), or missing information on covariates (n = 298), which left 2,803 subjects for analysis. Subjects were followed from baseline over a mean of 6.8 years for new cases of diabetes and a mean of 11.6 years for first CVD events. The institutional review board of Boston University approved the study protocol, and all subjects gave written informed consent at each examination.
Clinical definitions and laboratory methods
Diabetes and CVD assessment
Statistical analysis
The mean age of the study population overall was 54 years (range 2682), and 55% were women. Baseline characteristics of study subjects are shown in Table 1. Diabetes and CVD risk factor levels were generally more adverse among people with insulin resistance than those without insulin resistance and most adverse among those with metabolic syndrome and insulin resistance. Among 2,803 people, the prevalence of ATP III metabolic syndrome was 27.8%, of IDF metabolic syndrome 34.2%, and of EGIR metabolic syndrome 19.1%. By definition, the prevalence of insulin resistance was 25%. Among those with ATP III metabolic syndrome, the prevalence of insulin resistance was 56.4%, among those with IDF metabolic syndrome, 52%, and, by definition, 100% among those with EGIR metabolic syndrome. The prevalence of insulin resistance in those without ATP III metabolic syndrome was 12.8% and among those without IDF metabolic syndrome 11.0%. There was substantial agreement in metabolic syndrome classification by ATP III versus IDF criteria ( statistic 0.77 overall; women, 0.81; men, 0.71) and moderate agreement between IDF and EGIR or ATP III criteria (IDF vs. EGIR, statistic 0.50; EGIR vs. ATP III, statistic 0.53).
Incidence rates for diabetes stratified by the presence or absence of metabolic syndrome and insulin resistance were generally similar for all three metabolic syndrome definitions (Fig. 1). The diabetes incidence rates were dramatically higher for those with both metabolic syndrome and insulin resistance compared with the other categories. Similar relationships were apparent for the incidence of CVD.
Regression models confirmed that all three metabolic syndrome definitions conferred generally similar risk for incident diabetes (Table 2). Of the three, IDF metabolic syndrome was associated with a perhaps slightly higher agetosextorisk factoradjusted RR for diabetes (4.6) than was ATP III metabolic syndrome (3.5) or EGIR metabolic syndrome (3.3); all had a somewhat higher RRs for diabetes than did insulin resistance (2.6). In fully adjusted models, insulin resistance without metabolic syndrome (by any definition) was not associated with a significantly increased risk for diabetes, but this was the most uncommon subgroup contributing the fewest events (Fig. 1). Metabolic syndrome without insulin resistance was associated with a significant approximate threefold increased risk. ATP III or IDF metabolic syndrome and insulin resistance were associated with a six- to sevenfold increased risk for diabetes, consistent with an additive (on the log scale) effect of metabolic syndrome and insulin resistance on diabetes risk. In all models, first-order interaction terms for metabolic syndrome by insulin resistance were not significant (all P > 0.6), confirming that metabolic syndrome did not confer greater diabetes risk in the presence of insulin resistance than in the absence of insulin resistance. As we have previously shown that the number of metabolic syndromerelated traits is positively associated with risk for diabetes (1), it was perhaps not surprising that EGIR metabolic syndrome (which, although requires insulin resistance, is a sum of as few as three to as many as five traits) conferred a lower RR (3.3) than ATP III or IDF metabolic syndrome and insulin resistance (which, at minimum, represent a sum of as few as four and as many as six traits). To demonstrate this point, we conducted a subsidiary analysis of ATP III or IDF metabolic syndrome and insulin resistance but with metabolic syndrome defined by as any two or more component traits. In this analysis, RRs were very similar as for EGIR metabolic syndrome. For instance, the risk for diabetes relative to all subjects without ATP III metabolic syndrome (two or more traits) and without insulin resistance was 3.03 (95% CI 1.934.74). In fully adjusted models, all three metabolic syndrome definitions, insulin resistance, and their joint combinations were associated with similar discriminatory capacity for diabetes (adjusted AROCs 0.830.85), and metabolic syndrome with insulin resistance accounted for 4266% of diabetes risk in the population (Table 2).
Also shown in Table 2 are RRs for CVD. As previously reported (1), adjusted RRs for CVD associated with metabolic syndrome were substantially lower than for diabetes (Table 2), ranging from 1.7 to 2.1. Insulin resistance conferred similar (1.8) risk for CVD as did the metabolic syndrome by any definition. In fully adjusted models, insulin resistance without metabolic syndrome did not confer significantly increased risk for CVD, and only IDF metabolic syndrome without insulin resistance significantly increased risk for CVD. As for diabetes, RR sizes were consistent with an additive effect of metabolic syndrome and insulin resistance on risk of CVD, and first-order interaction terms for metabolic syndrome by insulin resistance were not significant (all P > 0.3). In fully adjusted models, all metabolic syndrome definitions were associated with similar discriminatory capacity for CVD (adjusted AROCs 0.730.74), and metabolic syndrome and insulin resistance accounted for 1423% of CVD risk in the population.
Additional subsidiary analyses
The increased CVD risk associated with metabolic syndrome might be explained, at least in part, by incident diabetes; therefore, we performed an analysis that excluded those who developed diabetes from the analysis of CVD events. This analysis yielded a modest ( The increased diabetes risk associated with metabolic syndrome could be largely explained by the IFG component of the definition. To explore this further, we excluded subjects with IFG from the analysis, and we used hyperinsulinemia as a measure of insulin resistance (rather than HOMA-IR) to remove fasting glucose as an exposure variable. In this analysis, ATP III and IDF metabolic syndrome remained significant predictors of incident diabetes in age- and sex-adjusted analyses (ATP III metabolic syndrome [no IFG] RR = 2.2, P = 0.02; IDF metabolic syndrome [no IFG] RR = 3.2, P = 0.0003), but neither remained significant predictors in multivariable-adjusted analyses (ATP III metabolic syndrome [no IFG] RR = 1.1, P = 0.9; IDF metabolic syndrome [no IFG] RR = 1.9, P = 0.06). Compared with the referent group, hyperinsulinemic subjects with ATP III (no IFG) or IDF (no IFG) metabolic syndrome were at increased risk for incident diabetes in age- and sex-adjusted analyses (ATP III metabolic syndrome [no IFG] and hyperinsulinemia RR = 4.2, P = 0.0003; IDF metabolic syndrome [no IFG] and hyperinsulinemia RR = 6.0, P < 0.0001) but only IDF metabolic syndrome (no IFG)/hyperinsulinemic subjects remained at increased risk in multivariable-adjusted models (ATP III metabolic syndrome [no IFG] and hyperinsulinemia RR = 1.7, P = 0.3; IDF metabolic syndrome [no IFG] and hyperinsulinemia RR = 3.1, P < 0.01). This analysis suggests that the covariates in the multivariate models, parental history of diabetes, and IGT largely accounted for the association of nonglucose metabolic syndrome traits with risk of diabetes.
This study provides several insights. First, the level of agreement among ATP III, IDF, and EGIR metabolic syndrome definitions is moderate or better, but only half of individuals with ATP III or IDF metabolic syndrome are insulin resistant defined by the conventional top quartile of the HOMA-IR distribution. Second, individuals with ATP III or IDF metabolic syndrome but without insulin resistance are at increased risk for diabetes, and those with IDF metabolic syndrome but without insulin resistance are at increased risk for CVD; however, the joint presence of insulin resistance and metabolic syndrome indicates substantially increased risk for diabetes or CVD. Lastly, all three metabolic syndrome definitions, insulin resistance, and their joint combinations are associated with similar discriminatory capacity and PAR percent for incident diabetes or CVD. The data support the general concept of risk factor clustering as a diabetes and CVD risk factor and suggest that adding measurement of insulin resistance helps to identify increased risk in individuals with metabolic syndrome. On a population level, diagnosis of risk factor clustering with or without insulin resistance leads to equivalent ability to sort groups into higher- and lower-risk categories. Our data confirm those of other population studies showing a higher prevalence of IDF metabolic syndrome compared with ATP III metabolic syndrome (2226) largely due to lower thresholds for elevated waist circumference in IDF versus ATP III metabolic syndrome. Few studies have examined the prevalence of EGIR metabolic syndrome (27). Its relatively low prevalence in Framingham offspring is accounted for by the requirement for insulin resistance and higher thresholds defining elevated glucose, triglycerides, and blood pressure. A relatively high level of agreement between ATP III and IDF metabolic syndrome definitions is not surprising since both definitions share common risk factors defined by generally similar thresholds. Our data also confirm other studies showing that only about half of people with metabolic syndrome have evidence of insulin resistance (5,6,8). In a prior analysis from Framingham, we showed that even among obese subjects with ATP III metabolic syndrome, the prevalence of insulin resistance was only 68% (7). This present study extends these data, and we show that the widely promoted ATP III and IDF metabolic syndrome definitions are not, as commonly stated (2,3), synonymous with insulin resistance. Only the EGIR definition, which requires the presence of insulin resistance, represents a true "insulin resistance syndrome." Several groups have promoted different definitions of metabolic syndrome, all of which are assumed to represent an insulin resistance syndrome. In this context, the present study adds data to the literature by comparing the performance of the most widely promoted definitions with and without concomitant insulin resistance. Prior data from Mexican-American, white, black, and Chinese samples suggest that ATP III and IDF metabolic syndrome definitions confer roughly equivalent risk for diabetes (9,10), an observation that we confirm in a large, unselected community-based white sample. We extend this observation to show that metabolic syndrome alone, but perhaps not the uncommon insulin resistance alone, increases risk for diabetes and that metabolic syndrome and insulin resistance have additive effects increasing diabetes risk. Data from Pima Indians also show that independent physiologic domains derived from factor analysis have additive effects on diabetes risk (28). The present data suggest that the presence of insulin resistance in addition to metabolic syndrome adds to diabetes risk in individuals. However, in the absence of metabolic syndrome, we did not find insulin resistance to be a significant diabetes risk factor. However, the insulin-resistance effect was in the direction of increased risk, and the additive pattern of risk in the group with metabolic syndrome and insulin resistance suggests that low power in the group with metabolic syndrome but without insulin resistance accounted in part for the statistically nonsignificant association with diabetes. In addition, a nonsignificant effect in this group might be explained by imprecision in the true estimation of insulin resistance inherent in use of proxy measures or the possibility that metabolic correlates of insulin resistance confer much of its diabetogenic effect (9). However, metabolic syndrome is a risk factor for diabetes, even in the absence of insulin resistance, and the clearly additive effects of metabolic syndrome and insulin resistance on diabetes risk suggest that both are independent determinants of diabetes and may operate by at least partially distinct pathways. The foregoing discussion concerning risk for diabetes also applies to risk for CVD. In addition, the present study underscores that, by any definition, and regardless of the presence or absence of insulin resistance, metabolic syndrome is a far more powerful risk factor for diabetes than for CVD (1). Several studies have examined the risk for CVD associated with metabolic syndrome by various definitions, and they have found that all definitions of metabolic syndrome are generally associated with a twofold increased RR for new CVD (1013,26). One can conclude that none of the competing metabolic syndrome definitions provides a distinct advantage over the others as a CVD risk prediction tool. We previously published an analysis of Framingham data demonstrating that ATP III metabolic syndrome and insulin resistance were independently associated with incident CVD over 7 years of follow-up (29). The present study advances that analysis by extending surveillance up to 11 years, dichotomizing metabolic syndrome and insulin resistance into clinically identifiable groups and demonstrating a clear additive effect of metabolic syndrome and insulin resistance on both diabetes and CVD risk. Elsewhere (30), we have advocated the measurement of insulin resistance as part of metabolic syndrome to render it a true insulin resistance syndrome as in the EGIR definition. The present study suggests that including insulin resistance as a component of risk factor clustering might have value on the individual clinical level in people with metabolic syndrome but is probably unnecessary to further discriminate high-risk groups on the population level. Strengths of this study include a large, prospectively evaluated, community-based sample assessed for standardized exposures and outcomes. There are limitations to this study including that we did not have adequate sample size to subdivide the sample by sex. We did not directly measure insulin resistance; use of proxy measures will misclassify some people and diminish the true magnitude of associations of insulin resistance with outcomes. Finally, the Framingham population is white, so findings may have limited generalizability. In summary, prospective analysis demonstrates that ATP III and IDF metabolic syndrome are not synonymous with an insulin-resistant phenotype. The presence of insulin resistance substantially increases individual diabetes or CVD risk in people with metabolic syndrome, but population risk prediction using metabolic syndrome is similar with or without concurrent insulin resistance. A clinical trial may be needed to test whether clinical use of insulin resistance adds value to care aimed at reducing individual metabolic risk. No one metabolic syndrome definition offers a clear advantage for diabetes or CVD risk detection. As such, consensus on a definition for risk factor clustering would be helpful and, regardless of how defined, risk factor clustering identifies individuals and groups at marked increased risk for future diabetes and modest risk for future CVD.
This study was supported by the National Heart, Lung, and Blood Institute's Framingham Heart Study (contract no. N01-HC-25195), a grant from GlaxoSmithKline, and by an American Diabetes Association Career Development Award to J.B.M. The funding agencies had no influence over the decision to publish the findings. The authors thank Peter Shrader, MS, for assistance with the statistical analyses.
Published ahead of print at http://care.diabetesjournals.org on 26 January 2007. DOI: 10.2337/dc06-2484. J.B.M. currently has research grants from GlaxoSmithKline, Wyeth, and sanofi-aventis and serves on safety or advisory boards for GlaxoSmithKline, Merck, and Eli Lilly. P.W.F.W. is supported by grants from GlaxoSmithKline and Wyeth. A table elsewhere in this issue shows conventional and Système International (SI) units and conversion factors for many substances. The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C Section 1734 solely to indicate this fact. Received for publication December 7, 2006. Accepted for publication January 18, 2007.
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