Diabetes Care 30:2193-2198, 2007 DOI: 10.2337/dc06-2422 © 2007 by the American Diabetes Association
Participant and Parent Experiences in the Parenteral Insulin Arm of the Diabetes Prevention Trial for Type 1 Diabetes
1 Department of Medical Humanities and Social Sciences, Florida State College of Medicine, Tallahassee, Florida Address correspondence and reprint requests to Suzanne Bennett Johnson, PhD, Department of Medical Humanities and Social Sciences, 1115 West Call St., Tallahassee, FL 32306-4300. E-mail: suzanne.johnson{at}med.fsu.edu
OBJECTIVE—To assess participant and parent experiences in the parenteral insulin arm of the Diabetes Prevention Trial for Type 1 Diabetes (DPT-1). RESEARCH DESIGN AND METHODS—Before trial results were publicized, surveys were completed by 82 intervention participants (the intervention group) (who received annual 4-day insulin infusions and daily insulin injections), 81 closely monitored control subjects (the closely monitored group), and 135 parents of children in the trial. RESULTS—Survey results suggest that participant perspective (adult, child, parent, and sex), study procedures, and group assignment have important implications when planning clinical trials. Parents rated the trial more favorably but worried about hypoglycemia and diabetes onset. Children had the least favorable reaction to the study. Parents preferred assignment to the intervention group; child/adult participants preferred assignment to the closely monitored group. The intervention group rated the annual 4-day insulin infusions more negatively than all other study procedures. Intervention group participants/parents reported poorer insulin injection adherence over the course of the study. Intervention group participants, parents, and female subjects expressed an interest in additional psychosocial support during the trial. Random assignment was viewed negatively by both study groups. Close observation for diabetes onset was viewed as the most favorable aspect of the study. Behaviors outside of the study protocol to prevent or delay diabetes onset were common and should be monitored in future prevention studies. CONCLUSIONS—Overall, most participants were positive about the trial, and many expressed optimism about the intervention's potential for success. These results have implications for study design, recruitment, and retention procedures in future prevention trials.
Abbreviations: DPT-1, Diabetes Prevention Trial for Type 1 Diabetes OGTT, oral glucose tolerance test
The Diabetes Prevention Trial for Type 1 Diabetes (DPT-1) tested whether insulin could prevent or delay type 1 diabetes onset in relatives of type 1 diabetic patients. There were two separate arms in the trial. Relatives with >50% risk of developing diabetes within 5 years were offered randomization to a closely monitored control condition (the closely monitored group) or a parenteral insulin intervention (the intervention group) requiring annual hospitalizations for 4-day intravenous insulin infusions as well as twice-a-day low-dose insulin injections administered at home. Relatives with a 5-year risk of 26–50% were offered randomization to oral insulin therapy or a placebo (1). The design of prevention trials like the DPT-1 often involve tension between scientific considerations as to what interventions should be tested and practical and ethical concerns about the demands placed on trial participants. This tension is usually resolved based on investigators' experiences conducting similar studies, since there are very little data from trial participants per se. Documenting participant experiences in prevention trials is particularly important when the trial involves children and the trial procedures are difficult or painful. Although parenteral insulin failed to prevent or delay type 1 diabetes in the DPT-1 (1), study participant reports of their trial experiences could help inform investigators designing future trials and provide important information to future potential subjects who are asked to join a trial. To collect this type of information, DPT-1 participants were asked to complete a survey about their study experiences at the end of the trial, before the results were known. We report here the survey responses of participants in the parenteral arm of the DPT-1.
Survey development A survey (fifth-grade reading level) was developed to address the following: 1) distress at the beginning of the trial, 2) decision-making around trial participation, 3) reactions to group (intervention or closely monitored) assignment, 4) reactions to study procedures, 5) adherence with study demands, 6) efforts to prevent diabetes, 7) need for psychological support, and 8) beliefs about the use of parenteral insulin to prevent or delay type 1 diabetes.
Each of the nine U.S. DPT-1 centers obtained institutional review board approval to administer the surveys to participants
Because knowledge of the trial results could bias response, only surveys of participants and parents who reported no knowledge of trial results were analyzed (82 intervention and 81 closely monitored participants, representing 54% of all participants aged
Data analysis
Distress at the beginning of the trial Most participants (78% intervention group and 80% closely monitored group) and parents (95%) reported being upset with the news of their own or their child's increased diabetes risk. On a 0- to 3-point scale (0 = not upset at all, 3 = very upset), parents (M = 2.15 ± 0.88) were more upset than participants (M = 1.41 ± 0.97; t [380] = 7.72; P < 0.001), and mothers (M = 2.30 ± 0.85) were more upset than fathers (M = 1.95 ± 0.89; t [232] = 3.04; P < 0.01). Similarly, most participants (59%) and parents (55%) acknowledged being scared when they started the study. On the 5-point scale (1 = very happy, 5 = very scared), fathers (M = 3.32 ± 0.88) were less scared than mothers (M = 3.67 ± 0.89; t [230] = 2.94; P < 0.01) or participants (M = 3.54 ± 0.81; t [243] = 2.02; P < 0.05).
Decision to participate in the trial
Reactions to group (intervention or closely monitored) assignment
Reactions to study procedures
Study procedure distress.
Willingness to be in another study with similar procedures.
All study participants experienced three study procedures: random assignment, OGTT, and finger sticks. Respondents were most willing to be in another study involving finger sticks and least willing to participate in another study involving random assignment (F [2,682] = 29.65; P < 0.001). However, parents were more willing to participate in another study with any of these three procedures compared with participants (F [1,341] = 11.75; P < 0.001). The intervention group participants experienced two additional study procedures: annual 4-day insulin infusions and daily insulin injections. Respondents were most willing to be in another study involving finger sticks and were least willing to be in another study involving 4-day insulin infusions and random assignment (F [4,568] = 20.39; P < 0.001). Again, intervention group parents were more willing to be in another study involving any of the study procedures compared with intervention group participants (F [1,142] = 11.60; P < 0.001). However, adult participants were more willing to be in another study than child participants (P < 0.05). In fact, adult participants were comparable with parents for all study procedures except the 4-day insulin infusion, which they rated less favorably. In contrast, child participants differed from adult participants and parents on all procedures except the 4-day insulin infusion, which they rated more favorably than adult participants (see Fig. 1).
The worst and best parts of the study
Adherence with study procedures By the end of the study, blood glucose testing declined for the intervention group participants (M = 1.27 ± 1.14) and increased for the closely monitored group participants (M = 1.42 ± 1.20; F [1,309] = 9.85; P < 0.01). Parents, regardless of study group, reported an increase in testing (F [1,309] = 4.42; P < 0.05). Child participants also reported an increase in testing over time, while adult participants reported a decline (F [1,130] = 20.52; P < 0.001).
Twice-daily insulin injections (intervention group only).
Concerns about hypoglycemia (intervention group only)
Efforts to prevent diabetes onset
Need for psychological support
Overall reaction to study participation
Beliefs about the use of insulin injections to stop or delay diabetes onset
Our data suggest that study group assignment, study procedures, and whether the respondent is an adult, child, parent, male, or female all have important implications for trial design and subject recruitment. Parents generally viewed the trial more positively; they rated the trial overall more favorably and were more likely to agree to another study with similar procedures. They were also more optimistic that the study intervention could prevent or delay diabetes onset. However, parents were also more distressed at the news of the child's increased risk, were more likely to worry about hypoglycemia, were more likely to express a desire to speak to a counselor during the trial, and were more worried about the child getting diabetes. Mothers, in particular, acknowledged considerable distress and fear at the beginning of the trial and were more likely to express a desire to speak to a counselor or meet with other study participants. These findings suggest that future trials targeting parents of young children may find a favorable response even when the trial procedures are demanding, although parental fears and need for psychosocial support may need specific attention. Children were less favorable about their experiences than adult participants and parents and were less likely to agree to be in another similar study. The Office of Human Research Protection requires that children assent to research when "they are capable of providing it," although this requirement can be waived in some instances (2). Age of assent is often as young as 7 years (3). While parents may agree to trials like the DPT-1, children may be less willing, raising practical questions about how to provide children the right of assent or refusal when their parents are strongly in favor of trial participation. Certain study procedures generated more distress than others. The annual 4-day insulin infusion was selected as the worst aspect of the study by 37% of intervention group participants and 24% of intervention group parents. Interestingly, adult participants were particularly negative; only 18% would agree to be in another trial with this as part of the study protocol. Although parents and children were more favorable, only one-third would agree to another study involving insulin infusions. Participants also rated insulin injections as more distressing than parents. Children were particularly negative; only 29% stated they would be in another study involving daily injections. In contrast, a majority of adult participants and parents would agree to such a procedure. Random assignment was also viewed negatively, with less than one-half of those surveyed indicating they would be in a future study using this methodology. Other studies have reported that random assignment is poorly understood by study participants (4,5), suggesting that this is a potential barrier to future study recruitment. Improved educational methods to clarify the purpose and benefits of random assignment need to be developed not only for trial participants but for the public at large. While study participants preferred assignment to the closely monitored group, parents strongly preferred the insulin intervention group, highlighting the very different perspectives and expectations parents and participants have to study group assignment. Compared with participants, parents were more likely to believe that insulin could stop or delay diabetes onset, which may explain their preference for the intervention group. It is clear that both parents and participants have strong opinions about study group assignment and the method used to make that assignment. Both need to be given careful consideration in the design of future prevention trials. Although parents preferred the intervention group, this did not mean that they found the intervention group protocol easy. Compared with the closely monitored group, more intervention group respondents expressed a desire to speak to a counselor during the trial and recalled the decision to participate in the trial as more difficult. This latter finding is interesting because it suggests that intervention arm participation biases recall of the difficulty respondents had in making the decision to join the trial, a decision that was made before group assignment. Future trials with demanding protocols should give serious consideration to the provision of psychosocial support. Most intervention group respondents acknowledged difficulty maintaining the study's twice-daily insulin injection requirement. At study's end, participants reported an average of 3.5 missed injections per week and 15% stated they were not taking any insulin. This may be an underestimation of the number of missed injections since survey participants probably represent the most dedicated DPT-1 subjects. The impact of intervention group participants' failure to receive the amount of insulin prescribed in the study protocol on the trial's power to assess insulin injections as a diabetes prevention strategy remains unknown. However, it seems clear that adherence with daily study demands is likely to decline over time, and future trials need to put procedures in place to monitor and address this problem. Blood glucose testing also declined among adult participants and among those in the intervention group. In contrast, both children and parents reported an increase in testing. Intervention group participants may have tested more often at the study's beginning due to hypoglycemia concerns, concerns that likely dissipated over time, particularly for adults. Parents may test children more often in an effort to detect possible hypoglycemia in the intervention group or diabetes onset in the closely monitored group. In fact, parental fear of hypoglycemia was associated with increased blood glucose testing throughout the study. Previous reports (6,7) document parental blood glucose monitoring of unaffected siblings in families with a diabetic child, a finding similar to the increased blood glucose testing reported in the closely monitored group. Finger stick was the study procedure rated as least distressing and most acceptable as part of a future trial, suggesting that it may be easily accepted as part of future diabetes prevention studies. Interestingly, most participants in both study groups initiated behaviors outside of the study protocol to try to prevent diabetes. Disease prevention efforts have been previously reported in high-risk individuals (6,8). Since unknown environmental triggers are thought to play a role in type 1 diabetes onset in genetically at-risk individuals (9), such behavior may undermine the integrity of any trial. Despite the rigors and length of the DPT-1 (median 3.7 years), >80% of participants and >95% of parents stated that they liked participating, felt it was a good decision, and would recommend the study to a friend. The majority felt the best part of the trial was knowing that someone was observing the participant for possible development of type 1 diabetes. Many respondents also had favorable views of the potential impact of the study intervention (twice-daily insulin injections) on the delay or prevention of the disease. Other investigators have reported similar results (10).
It is important to recognize this study's limitations. Only participants aged
The DPT-1 study was supported by the National Institutes of Health, the National Center for Research Resources, the American Diabetes Association, and the Juvenile Diabetes Research Foundation.
Published ahead of print at http://care.diabetesjournals.org on 11 June 2007. DOI: 10.2337/dc06-2422. Clinical trial reg. no. NCT00004984, clinicaltrials.gov. A table elsewhere in this issue shows conventional and Système International (SI) units and conversion factors for many substances. The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C Section 1734 solely to indicate this fact. Received for publication November 27, 2007. Accepted for publication May 24, 2007.
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